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Articles Posted in Rule 10b5 1 Trading Plans

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Best Laid Plans Gone Awry: Practices for Rule 10b5-1 Trading Plans

Written by Cindy V. Schlaefer, Gabriella A. Lombardi and Laura C. Hurtado Rule 10b5-1 trading plans are in the limelight due to investigations initiated by U.S. Attorney’s Offices and the SEC into possible abuses by corporate executives of such plans. Now, more than ever, companies and their boards of directors…