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Articles Posted in Investment Adviser

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Pillsbury Partner to Speak on Cybersecurity

Brian Finch, a partner in Pillsbury’s Government Law & Strategies Practice, will be speaking on cybersecurity at a 100WHF event in San Francisco on October 13, 2015.  The event is titled Under Attack: Cyberdefense in the Network Age. Mr. Finch is recognized as a leading legal authority on matters related to…

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Cybersecurity Alert – SEC Provides Information on Policy and Safeguards from Cyber Threats

On February 3, 2015, the Securities and Exchange Commission (“SEC”) released two publications addressing cybersecurity at advisory and brokerage firms. The first publication, a Risk Alert, relays the findings from the examinations of more than 100 investment advisers and broker-dealers and focuses on how they: (i) establish cybersecurity policies, procedures…