The Financial Markets Association is hosting its annual Securities Compliance Seminar in Nashville, TN on April 23-25,2014. This seminar is intensive training for intermediate as well as seasoned compliance specialists, internal auditors, attorneys, and regulators that focuses on current compliance topics, new rules or interpretations and regulatory developments, including a Dodd-Frank regulatory update. The seminar gives attendees the opportunity to sharpen their skills through general and breakout sessions. Satisfy CLE/CPE requirements.
Click HERE to view the complete program.
The brochure is also available on FMA’s website, www.fmaweb.org.