Articles Posted in Beneficial Ownership Reporting

The SEC adopted today amendments that will, among other things: shorten the deadline for initial Schedule 13D filings from 10 days to five business days; require that Schedule 13D amendments be filed within two business days (rather than “promptly,” which had been interpreted by many practitioners as within one business…

The SEC today proposed rule amendments to update beneficial ownership reporting under 1934 Act Sections 13(d) and 13(g). The proposed amendments to Regulation 13D-G would: accelerate the filing deadlines for Schedule 13D beneficial ownership reports from 10 days to five days and require that amendments be filed within one business…