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Articles Posted in Form ADV-NR

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SEC Adopts Rules to Require Electronic Filing for Investment Advisers and Institutional Investment Managers

In today’s press release, the Securities and Exchange Commission announced the adoption of rules and amendments to require certain documents, including Form ADV-NR, filed by investment advisers, institutional investment managers, and certain other entities to be filed or submitted electronically.  Form ADV-NR is the appointment of agent for service of…