“1933 Act” means the Securities Act of 1933.

“1934 Act” means the Securities Exchange Act of 1934.

“1940 Act” means the Investment Company Act of 1940.

“Advisers Act” means the Investment Advisers Act of 1940.

“CEA” means the Commodity Exchange Act.

“CFTC” means the U.S. Commodity Futures Trading Commission.

“CPO” means commodity pool operator.

“CTA” means commodity trading advisor.

“ERISA” means the Employee Retirement Income Security Act of 1974.

“FINRA” means the Financial Industry Regulatory Authority.

“IAR” means investment adviser representative.

“NFA” means the National Futures Association.

“SEC” means the U.S. Securities and Exchange Commission.