Investment Fund Law Blog- Are you offering your fund’s securities in a private offering?
- Are you charging a performance fee?
- Is the fund relying on Section 3(c)(1) to avoid registration as an investment company?
- Is the fund relying on Section 3(c)(7) to avoid registration as an investment company? – Preserving the exemption
- Is the fund relying on Section 3(c)(7) to avoid registration as an investment company? – Avoiding registration under the Securities Exchange Act of 1934