Investment Fund Law Blog- Are you charging a performance fee?
- Are you offering your fund’s securities in a private offering?
- Is the fund relying on Section 3(c)(1) to avoid registration as an investment company?
- Is the fund relying on Section 3(c)(7) to avoid registration as an investment company? – Avoiding registration under the 1934 Act
- Is the fund relying on Section 3(c)(7) to avoid registration as an investment company? – Preserving the exemption
