Close

Articles Posted in Fee Arrangements

Updated:

Warning to Fund Counsel – When It Comes to Conflicts, Leave Nothing Undisclosed

The SEC, again, makes it clear:  all aspects of fee, expense and other arrangements must be disclosed accurately and in detail before commitments are accepted. The SEC recently announced a settlement with three investment advisor affiliates of The Blackstone Group (the Advisors) that were accused of breaching their fiduciary duty…